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16 Feb 2012, 6:00 am
Here is the SEC’s polite response: The commenter concurred with the Commission that Rule 146(b)(1)(iv) should be updated to reflect the term “NASDAQ OMX PHLX LLC” instead of “the Philadelphia Stock Exchange, Inc. [read post]
23 Jan 2012, 5:59 am
Once the final rule becomes effective (30 days from its publication in the federal register) the list of covered securities will include those listed, or authorized for listing, on: New York Stock Exchange; NYSE Amex LLC; National Market System of the Nasdaq Stock Market; Tier I of the NYSE Arca, Inc.; Tier I of the Nasdaq OMX PHLX LLC; Chicago Board Options Exchange, Incorporated; Options listed on the International Securities Exchange, LLC; The… [read post]
